A leading global investment manager with offices in London and Sydney, regulated by the FCA, SEC, and ASIC, and actively engaged in European markets under SFDR, is seeking a highly experienced Chief Compliance Officer (CCO)
. Our client is committed to maintaining the highest standards of legal, regulatory, and ethical compliance across all jurisdictions.
This executive leadership role is responsible for overseeing global compliance programs, promoting a culture of integrity and regulatory excellence, and providing strategic direction to a high-performing team.
Key responsibilities include:
- Oversight of regulatory compliance (FCA, SEC, ASIC, SFDR)
- Management of compliance frameworks, monitoring, and reporting
- Leadership of compliance for capital markets activity and regulatory filings
- Liaison with regulators and participation in internal governance committees
- Review of legal agreements, marketing materials, and internal policies
- 8–10 years’ compliance experience within asset management (ideally boutique/global)
- Strong knowledge of FCA regulations; experience with SEC and ASIC desirable
- High integrity, sound judgment, and a proactive mindset
- Strong academic background in law or finance
