Our client is a leading Funds Management firm with award-winning products across a range of asset classes. In providing investment solutions in a highly agile and rapid environment, they also invest in their own exceptional people.
Role Overview
A key role in managing the oversight of the organisations' Risk, Compliance and Governance strategy. Support the Head of Compliance with the provision of timely advice/guidance to business together with the management of compliance processes and procedures.
Responsibilities
Role Overview
A key role in managing the oversight of the organisations' Risk, Compliance and Governance strategy. Support the Head of Compliance with the provision of timely advice/guidance to business together with the management of compliance processes and procedures.
Responsibilities
- Assist in the administration and maintenance of the risk management program in line with corporate and Australian Financial Service licencing requirements
- Assist in the implementation of risk management policies to mitigate potential threats to the organisation
- Assist with the incident and breach reporting requirements
- Oversee the preparation and distribution of governance and committee papers as directed
- Maintenance of relevant registers, including regulatory change.
- Risk management requirements in adhering to guidance set by ASIC, AUSTRAC, FATCA and CRS.
- Work with the additional resources (eg implementing use of Protecht)
- Undergraduate tertiary qualification. Law degree highly regarded.
- Minimum of 2 years' experience in financial services compliance, risk or investment governance.
- Strong time and project management skills and multi-tasking capabilities to produce quality work often with strict and potentially conflicting deadlines.
- High attention to detail, strong administrative and organisational skills.
- Strong interpersonal and communication skills.
- 4 Days per week in the Sydney CBD (non-negotiable)
