This is an excellent opportunity to work closely with the business units and senior stakeholders, providing expert guidance on regulated activities while overseeing compliance processes across a diverse product suite.
The successful incumbent will gain exposure to decision makers and play a pivotal role in shaping compliance standards with a global organisation. Expect a varied and rewarding remit including;
- Advising business units on relevant laws, regulations, and internal policies across products and investments
- Designing, implementing, and maintaining robust compliance policies and procedures
- Reviewing incidents and corrective action plans to mitigate risk
- Providing expert guidance to address compliance risks and control gaps
- Contributing to strategic initiatives across multiple business units
- Driving operational efficiency by setting measurable goals and leveraging internal and external resources
- has strong regulatory compliance experience gained within a Fund Administrator, Investment Manager or a similar environment.
- Exceptional communication skills and the ability to influence stakeholders
- experience advising on responsible entities Entity obligations, Managed Investment Schemes or ETFs will be highly regarded.
