A global investment organisation supporting investors, advisers and members with a long‑term, client‑first approach.
Role Overview
Provide compliance advice to Investments and Funds/ETF teams, support monitoring programs, and oversee regulated activity across APAC.
Key Responsibilities:
- Advise stakeholders on laws, regulations and policies
- Support strategic initiatives and deliver compliance actions
- Manage regulatory reviews and prepare reports
- Oversee compliance policy design and maintenance
- Review incidents, identify root causes & track actions
- Maintain strong knowledge of investment industry and regulation
- 7+ years in financial services compliance
- Experience with RE, MIS or ETF regulatory obligations
- Strong understanding of investment management compliance
- Strong communication & stakeholder skills
- Relevant degree or equivalent experience
- High-impact advisory role
- Exposure to senior stakeholders & APAC markets
- Career development & supportive team culture
Click APPLY
, or contact Charlotte Fairbrother
at charlotte.fairbrother@profusiongroup.com
.
We welcome applicants from all backgrounds and are committed to inclusive hiring.
